Roblox Corp (RBLX) director Anthony P Lee discloses 200,000-share gift transfers
Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary
Roblox Corp director Anthony P Lee reported several bona fide gift transactions in Class A Common Stock on 2026-08-10 through trusts and an LLC. An indirect holding of 100,000 shares in Fallen Leaf Revocable Trust was gifted away, while trusts for his son and daughter each received 50,000 shares. Lee is trustee or co-trustee of these vehicles and disclaims beneficial ownership except to the extent of his pecuniary interest. Following these transactions, he holds 5,185 Class A shares directly and has additional indirect holdings via Fallen Leaf LLC – Sub Fund No. 1. The filing does not state that these gifts were made under a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
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InsiderLee Anthony P
RoleDirector
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Class A Common Stock
F1 |
100,000 | $0.00 | $0.00 |
| Gift | Class A Common Stock
F2 |
50,000 | $0.00 | $0.00 |
| Gift | Class A Common Stock
F3 |
50,000 | $0.00 | $0.00 |
| holding | Class A Common Stock | — | — | — |
| holding | Class A Common Stock
F4 |
— | — | — |
Holdings After Transaction:
Class A Common Stock — 1,177,119 shares (Indirect, See footnote);
Class A Common Stock — 5,185 shares (Direct)
Footnotes (4)
- F1. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
- F2. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
- F3. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
- F4. These shares are held directly by Fallen Leaf LLC – Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Gifted shares from Fallen Leaf Revocable Trust100,000 sharesBona fide gift of indirectly held Class A Common Stock on 2026-08-10
Gifted shares to son’s trust50,000 sharesBona fide gift to a trust for the son of the reporting person
Gifted shares to daughter’s trust50,000 sharesBona fide gift to a trust for the daughter of the reporting person
Total gifted shares200,000 sharesAggregate bona fide gifts of Class A Common Stock reported
Direct holdings after transactions5,185 sharesDirect Class A Common Stock owned by Anthony P Lee following reported gifts
bona fide giftfinancial
“transaction_code “G” is described as a bona fide gift”
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
pecuniary interestfinancial
“disclaims beneficial ownership except to the extent of his pecuniary interest”
revocable trustfinancial
“shares are held directly by Fallen Leaf Revocable Trust”
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
co-trusteefinancial
“the reporting person serves as co-trustee”
indirect ownershipfinancial
“ownership_type is classified as indirect for certain holdings”
AI-generated analysis. How Rhea-AI works. Not financial advice.
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Available on EDGAR 08/11/2026 – 04:55 PM
Accepted by SEC EDGAR 08/11/2026 – 04:55 PM
Learn about SEC filing dates
What insider transactions did Roblox (RBLX) director Anthony P Lee report?
Anthony P Lee reported three bona fide gifts of Roblox Class A Common Stock on 2026-08-10, totaling 200,000 shares, involving a revocable trust and two separate trusts for his children.
What are Anthony P Lee’s direct Roblox (RBLX) holdings after these gifts?
After the reported transactions, Anthony P Lee directly holds 5,185 shares of Roblox Class A Common Stock. He also has indirect holdings through entities such as Fallen Leaf LLC – Sub Fund No. 1, as disclosed in the footnotes.
Were the Roblox (RBLX) insider gifts by Anthony P Lee made under a Rule 10b5-1 plan?
The Rule 10b5-1 checkbox is not marked as affirmative, and the footnotes do not reference a trading plan, so the transactions are not identified in the filing as made under a Rule 10b5-1 plan.
Which entities are involved in Anthony P Lee’s Roblox (RBLX) gift transfers?
The gifts involve Fallen Leaf Revocable Trust, a trust for his son, and a trust for his daughter, with Lee serving as trustee or co-trustee, plus an indirect holding through Fallen Leaf LLC – Sub Fund No. 1.
SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
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| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
(Country) |
2. Issuer Name and Ticker or Trading Symbol Roblox Corp [ RBLX ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
|
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| 2a. Foreign Trading Symbol |
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| 3. Date of Earliest Transaction (Month/Day/Year) 08/10/2026 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| 4. If Amendment, Date of Original Filed (Month/Day/Year) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|
| Code | V | Amount | (A) or (D) | Price | ||||
| Class A Common Stock | 08/10/2026 | G | 100,000 | D | $0 | 6,157,311 | I | See footnote(1) |
| Class A Common Stock | 08/10/2026 | G | 50,000 | A | $0 | 306,768 | I | See footnote(2) |
| Class A Common Stock | 08/10/2026 | G | 50,000 | A | $0 | 306,768 | I | See footnote(3) |
| Class A Common Stock | 5,185 | D | ||||||
| Class A Common Stock | 870,351 | I | See footnote(4) |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| 1. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein. |
| 2. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee. |
| 3. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee. |
| 4. These shares are held directly by Fallen Leaf LLC – Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
| /s/ Anthony P. Lee | 08/11/2026 |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * If the form is filed by more than one reporting person, see Instruction (b)(v). |
|
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | |
| * Form 4: SEC 1474 (03-26) |
